Email assistant / Email compliance Pro
Every email your team sends, reviewed against SEC rules
Vega reviews outbound email automatically, flags what carries compliance risk, and tells your team what was found and what to do about it.
Reviews
8,412
14 advisors
Open elevated
29
Medium, high, or critical
Open high priority
5
High or critical
Closed
59
41 addressed · 18 dismissed
Risk overview
Automated assessment across all reviews in this period
- Critical 3
- High 14
- Medium 71
- Low 604
- No risk 7,720
Full coverage instead of spot checks
Every message, not a sample
Each outbound email is reviewed against SEC communication rules, so coverage no longer depends on which messages someone picked to read.
Flagged by severity
Every email lands at none, low, medium, high, or critical, so attention goes to the handful that need a person, not the thousands that do not.
Alerts on real risk
When a message scores high, your compliance admin gets an email explaining what was flagged, why it matters, and the recommended next step.
One view of the whole firm
The dashboard breaks flags down by advisor and severity, so a pattern surfaces as a trend rather than as a finding in your next exam.
See Vega in action
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